Side Event: “An Introduction to the Bar Association: The New Voice for the Legal Profession”

Overview by Kassahun Molla, Research Associate PILPG-NL

Speakers:

  1. Paul Wilke, Ambassador of the Kingdom of the Netherlands (moderator)

  2. Sergio Gerardo Ugalde Godinez, Ambassador for Costa Rica and Vice President of the ASP

  3. Fatou Bensouda, Chief Prosecutor of the ICC

  4. Judge Fernandez de Gurmendi, President of the ICC

  5. James Stewart, Deputy Prosecutor ICC

  6. Herman von Hebel, Registrar of the ICC

  7. David Hooper, President of the ICCBA

 
Highlights:

  • All speakers expressed delight with the inauguration of the International Criminal Court Bar Association (ICCBA).

  • ICCBA has both a defense and a victim’s counsel.

  • ICCBA’s structure was one of the points of the presentation.


The side event was opened by the moderator who introduced the key speakers. ICC’s President, Judge Silvia Fernández de Gurmendi expressed her delight with the inauguration of the International Criminal Court Bar Association (ICCBA). Further, she pointed out that the ICCBA is an independent organ having a special synergy with the court and emphasized that the court will continue to support the work of ICCBA. Moreover, she emphasized the instrumentality of ICCBA in terms of engaging with states and victims. This was followed by the speech made by chief Prosecutor Fatou Bensouda. The prosecutor welcomed the inauguration of the ICCBA. She underscored that the operationalization of ICCBA is another important means of, among other things, ensuring effective and quality representation, upholding a higher standard of legal profession and ethics. More importantly, the prosecutor emphasized that the creation of ICCBA will advance the values of the Rome Statute. The Vice President of the ASP, Ambassador Sergio Gerardo Ugalde Godínezed assessed that the creation of ICCBA is a welcoming development and expressed ASP’s support to the ICCBA. ICC’s Registrar, Herman von Hebel also pointed that ICCBA’s operationalization will strengthen the overall the Rome statute system.

The next activity was a presentation made by the president of the ICCBA Counsel David Hooper QC, regarding the reasons why ICCBA was established and the approaches at national and international levels. The council’s presentation highlighted the way bar associations developed in different states and indicated the situations in this respect at different international criminal tribunals. Bar Associations, he pointed, represent members’ interest, provide professional training, and provide a platform for members to convene.

Counsel David pointed to the uniqueness of the ICC in terms of victims’ role at the Court and indicated that the ICCBA has reflected this uniqueness in its formulation. Accordingly, ICCBA has both a defense and a victim’s counsel. On his remark, he reminded the conveners that the constitution of ICCBA was adopted on 1 July 2016 and it envisages three modes of membership, having their specific conditions for membership. Namely, Full, Associate, and Affiliate memberships. However, he emphasized that membership to the ICCBA is not a requirement in order to be able to practice before the ICC. It was also indicated that ICCBA is not concerned with disciplinary processes.

ICCB’s structure was one of the points of the presentation. The ICCBA has different organs. The Executive Council is composed of 15 members and is responsible for the day-to-day operations and management of the ICCBA. This is supported by eight various committees on a range of issues. The Committees are Defence Committee, Counsel Support Staff Committee, Legal Advisory Committee, Training Committee, Victims Committee, Professional Standards Advisory Committee, Membership Committee, and Amicus Committee. The side event was concluded by general remarks by individuals running some of the committees.

Side Event: Book Launch and Discussion “Two Steps Forward, One Step Back: The Deterrent Effect of International Criminal Tribunals”

Event co-hosted by the International Nuremberg Principles Academy (INPA) and Germany

Overview by Jill Baehring, Research Associate PILPG-NL

Highlights:

  • Prof. Linda Carter, University of the Pacific and McGeorge School of Law as well as editor of the book, called the deterrence effect a long-term development, which was based on several factors such as the creation of an historical record of atrocities by the respective court, the capacity-building at a national level, the development of norms within society, and the confidence in the international system.

  • Jennifer Schense, Director of House of Nuremberg and editor of the book, defined deterrence as the result of an actual threat of accountability combined with the perpetrators’ perception of such.

  • The importance of an interdisciplinary approach and realistic expectations was pointed out several times in the discussion with the audience.


The side event was opened by moderator Klaus Rachwitz, Director of the International Nuremberg Principles Academy. In his opening remarks, he stressed that the Nuremberg principles, which were unanimously adopted in the aftermath of the Second World War, had influenced the creation and development of international law on all levels.

Afterwards, Dr. Guido Hildner, Deputy Director-General, Ministry of Foreign Affairs of Germany, had the word. He recounted the creation of the International Nuremberg Principles Acdemy and presented the book “Two Steps Forward, One Step Back: The Deterrent Effect of International Criminal Tribunals”.

Judge Bertram Schmitt (ICC) noted that, while respecting the decision of the respective States Parties, he very much regretted the recent withdrawals. He called it lamentable that States would deprive themselves from the Court. Nevertheless, he emphasised that their critique needed to be heard. However, some of the issues with the Court were inherent and arising from the system of international justice itself. He pointed out that the Court continued its mission and had already delivered three judgements in 2016. The Court needed to make itself more visible to be perceived in its full relevance.

Christian Mahr, Director of External Operations at the ICC Registry, announced a new division of the Court focusing and bundling outreach activities, which would serve to achieve the goals of the Rome Statute. Part of this new outreach strategy would be more activity on social media and the new visitors’ center at the ICC. He called these activities a conscious effort to brand the Court and to make it an actor in the public realm.

Klaus Rachwitz added that the idea of deterrence, which was also a matter of outreach, originated in the Nuremberg Trials, where the idea arose that a Court of International Criminal Justice could cause a deterrence effect.

Jennifer Schense, Director of House of Nuremberg and editor of the book, subsequently talked about the book’s methodology and main conclusions. The book would address 10 situation countries of the ICC and take into account the perceptions of criminality, safety, and interactions of society in an environment where crimes have been committed. She defined deterrence as the result of an actual threat of accountability combined with the perpetrators’ perceptions of fear of punishment. She based this on the assumption that people were acting on basis of their perception. She added that the Court needed to develop a dialogue with its State Parties and a public perception of its activities.

Mark Drumble from the Washington and Lee University and external reviewer of the book, added that international law was inherently relying on politics. For victims, the perception of prosecution and impartiality mattered much more than for the criminal proceedings themselves.

Prof. Linda Carter, University of the Pacific and McGeorge School of Law as well as editor of the book, pointed out that, in order to achieve broader accountability, more national capacity building was needed. She called the deterrence effect a long-term development, which was based on several factors such as the creation of an historical record of atrocities by the respective court, the capacity-building at a national level, the development of norms within society, and the confidence in the international system.

In the discussion with the audience, the focus was on the preventive effect of deterrence, which could be achieved through a multi-dimensional approach. Jennifer Schense called the violation of human rights “the canary in the coalmine”, since the absence of their punishment could create a climate which facilitated further crimes. The importance of an interdisciplinary approach and realistic expectations was pointed out several times.

Side Event: “Climate justice” (co-hosted by the Republic of Vanuatu and the Institute for Environmental Security)

Overview by Emma Bakkum, Research Associate PILPG-NL

Speakers:

  1. Polly Higgins, Barrister and International Ecocide Lawyer

  2. Arnold Kiel Loughman , Attorney General, Vanuatu

  3. Kirsten Meerchaert, Hague Head of Office, Coalition for the ICC

 
Highlights:

  • Vanuatu appealed to ICC to consider including climate and environmental crimes into the Rome Statute, underscoring the relevance of these crimes to Pacific Island states.


The panelist of this side event emphasized the increasing problems and challenges faced by, especially Pacific Island, states as a result of climate change and environmental destruction. They appealed for a collective approach and in particular they appealed to the ICC to increase its involvement, proposing Ecocide to be included in the Rome Statute as an ICC crime to hold individuals accountable for climate and environmental crimes. Polly Higgins commented on the proposed draft law that includes provisions for prosecuting environmental destruction and an obligation to provide assistance to those affected by climate change and natural disasters, laying down a duty of care. The panelists considered it inevitable that Ecocide will become a part of the ICC and its fight against impunity.

The audience brought up several issues, including difficulties with accommodating collective responsibility into the international criminal law framework, measuring the gravity of climate change, and the possibility of creating a special court for climate and environmental crimes. Lastly, support for the issue was discussed. The panelists were of the opinion that including Ecocide in the Rome Statute could move several non-member states to become signatories and thus strengthen the universality of the Rome Statute. Furthermore, it could move the focus away from the African continent.

Seventh Plenary Meeting of the ASP15

Overview by Georgios Plevris, Research Associate PILPG-NL

Highlights:

  • The Working Group on Amendments discussed proposals by Belgium with regard to amendments to Article 8 to bring the use of four particular types of weapons during International Armed Conflicts (IACs) and Non-International Armed Conflicts (NIACs) into the jurisdiction of the Court.

  • A controversial issue arose in the debate of Working Group on Amendments with regard to the amendment of the Provision Rule 165.


The 7th plenary of the Assembly of States Parties opened with speeches and submissions of reports from the various Working Groups. Highlights of the session include the Oversight Committee and the Working Group on Amendments.

The Oversight Committee, established back in 2007 to oversee construction and transition of the Court to the Permanent Premises, has concluded its work, and submitted its final report before the Assembly, as well as a Draft Resolution on the Permanent Premises. Additionally, shall a Governance structure be established to carry on this task, it will rely upon the existing structures and mechanisms of the Committee and the Bureau. As it was noted, there is consensus among State Parties on this and thus the adoption of the Draft Resolution was suggested.

The Chair of the Working Group on Amendments also addressed the plenary today, submitted along a report, 2 addendums agreed upon by the Working Group, as well as a draft resolution (L7 Draft Resolution). The Working Group on Amendments discussed proposals by Belgium with regard to amendments to Article 8 to bring the use of four particular types of weapons during International Armed Conflicts (IACs) and Non-International Armed Conflicts (NIACs) into the jurisdiction of the Court. However, the Working Group will consider the Belgian report in its further meetings, with an aim to submit an amendment at the 16th Session of the ASP in 2017. Furthermore, amendments to the “Language Cluster” to the Rules of Procedure and Evidence were discussed. Because certain delegations voiced the concerns with regard to the Rule 76(3), the Working Group will also refrain from making proposals and will take up the issue in further discussion on smaller groups of interested delegations.

Lastly, a controversial issue arose in the debate of Working Group on Amendments with regard to the amendment of the Provision Rule 165. Discussion on the issue was polarized in the Friday session of the Group, when two differentiated groups were formed; some delegations with Kenya leading them argued that the rule not be applied by the Court and a moratorium be instituted for its use. On the opposite side, the majority of the delegations, Belgium leading the debate, argued that the Rule be applied if the ASP does not manage to reach a conclusion, while it is not up to the ASP to direct the Court on how to apply the rule; that is something the Court and its Judges must adjudicate upon. As a result, two addendums were added to the Working’s Group Report that reflected that differentiation. Kenya and Belgium raised their differentiated views on the issue one more, before the plenary session officially ended.

Side Event: “The Future of the ICC: Facing the Challenges & Strengthening its Legitimacy”, organized by the Public International Law and Policy Group, and co-sponsored by The Netherlands

Overview by David Lando, Research Associate PILPG-NL

Panel Members:

  1. Paul Williams, Chair Panelist, Director and co-founder of Public International Law and Policy Group (PILPG)

  2. Marieke de Hoon, Director of PILPG Netherlands, VU Amsterdam

  3. Adewale E. Iyanda, African Union Representative

  4. Hans Bevers, Office of the Prosecutor ICC

  5. Alpha Sesay, Open Society Justice Initiative

  6. Mark Kersten, University of Toronto

 
Highlights:

  • Hans Bevers assessed that the ICC faces the challenges of a court that “functions in a politically charged environment.” He also echoed the assertion made during this Assembly, that “the Court is not a panacea for ending impunity. But it is open for cooperation with national and regional institutions.”

  • Adewale E. Iyanda: “the AU plays a critical role. What the AU does is that it provides a platform for African States to bear on international justice, and the Rome Statute.” Therefore, it is vital to maintain and improve cooperation between the ICC and the AU.

  • Marieke de Hoon: “the establishment of the ICC is nothing but revolutionary”. Yet, “the Court cannot be perfect. Addressing mass violence is very complex. The way to do this is inevitably contentious.” She also noted that “the critique from Africa is not only an African critique, but it is the critique of all of us” and that it offers the opportunity for constructive dialogue.

  • Alpha Sesay argued that in order to strengthen the legitimacy of the Court there is a need to see things through the eyes of victims, and to strengthen the trust of victims in the Court.

  • Judge Ba noted that there is a need to establish whether the targeting of African States by the OTP is merely a matter of perception or “voluntary targeting.”

  • In response to Judge Ba, Marieke de Hoon argued that even if we understand these allegations as mere perceptions, it is still vital to address these issues, as they have real consequences.

  • Mark Kersten: “if we want to stop the withdrawal of South Africa from the ICC we should not be in dialogue, but in negotiations.” Kersten suggested three potential measures that could improve relations between member states and the Court: (1) “there has to be a clarification from the Court on their position on immunity;” (2) an offer for a conference of the ICC that will be conducted in South Africa should be on the table; (3) “the ASP, in unison, should refer the situation of immunities of heads of State to the ICJ.”


This side event sought to generate knowledge about the underlying causes for some of the critiques of the Court, mainly the so-called African critique. The panel members also discussed ways to strengthen the legitimacy of the Court. That is, how to move forward from said critiques, and to improve the function of the Court. The chair panelist, Paul Williams, co-founder and director of PILPG, started the event by introducing the panel members, and noting the overall structure of the event, and order of speakers.

First to speak was Hans Bevers, from the Office of the Prosecutor. He noted that a “permanent Criminal Court was a huge step forward.” On the working process of the Office of the Prosecutor he argued that “it follows in an impartial way the rules of the law.” However, he did recognize the challenges that the Court is facing. He asserted that the ICC “functions in a politically charged environment” and that the ICC has to maneuver its way within this environment. To counter this, the OTP has to operate in a transparent way. Therefore, “the OTP documents are a practice of transparency and I dare to submit that no other body of the Court has ever been so openly scrutinized more than the OTP.” The reports of the OTP are “a testimony for this statement.” On the future of the ICC, Mr. Bevers asserted that it is important to remember that “the Court is not a panacea for ending impunity. But it is open for cooperation with national and regional institutions.” This is “the way forward for the ICC’s cooperation with international organizations, regional organizations, civil society, and domestic efforts.”

Adewale E. Iyanda (African Union Representative) assessed that we are “at a critical juncture in the relationship between the African Union and the ICC.” The only solution for the current issues is “dialogue and engagement.” Dialogue is especially urgent because of the importance of the African States to the Court. In this context, the African Union has a large part to play: “The AU plays a critical role. What the AU does is that it provides a platform for African States to bear on international justice, and the Rome Statute.” Therefore, it is vital to maintain and improve cooperation between the ICC and the AU.

Next to take the floor was Marieke de Hoon, Director of the PILPG Netherlands office. She started by saying that while as an academic she “writes critical pieces on the Court,” this criticism is not against the Court, but it aims at strengthening the ICC. As such, critique of the Court can, and should be, constructive. Ms. De Hoon continued: “the establishment of the ICC is nothing but revolutionary”. Yet, “the Court cannot be perfect. Addressing mass violence is very complex. The way to do this is inevitably contentious.” The way to move forward is to utilize platforms for dialogue. Therefore, we should not only understand the ASP “as merely a management space. This is a place for engagement.” In order to move forward, it is essential to understand “the African critique.” On this, de Hoon noted that “we call it African critique because it comes from African States. But the critique from Africa is not only an African critique, but it is the critique of all of us.” On this, Amady Ba, an ICC judge, noted with approval: “exactly!”

Alpha Sesay, from the Open Society Justice Initiative, diverted the focus of the debate from the ICC to the victims of international crimes. He recalled that at a previous side-event, the representatives of the ICC were asked: “what do the victims of crimes think about you?” This, he asserted, manifests the future course the ICC should take: “for me when we talk about the future of the ICC, I think I have to bring the views of the victims in front of you. Did the Court lose its credibility before the victims? What victims think about the Court has to be a part of our response to the issues before the Court.” Moreover, there needs to be “serious investment in relationship building,” and “significant investment in building national capacities.” Following Ms. De Hoon’s point, he asserted that it is vital to respond to African States’ critique because similar issues are bound to arise in other regions in the future as well. However, “we should be discussing not only the things we disagree on but also on what we agree on. We all agree that there are victims of atrocities, and that they deserve justice, and that there should be mechanisms to hold those that commit crimes to justice.” These shared notions should be a basis for future discussions about the role of the ICC.

Last to speak was Mark Kersten from the University of Toronto and the author of the book Justice in Conflict: The Effects of the International Criminal Court’s Interventions on Ending Wars and Building Peace. He noted that he agrees “on the importance of dialogue” and that it is, in fact, “the theme of the ASP.” However, there are cases that are beyond the point of dialogue. According to Mr. Kersten, “if we want to stop the withdrawal of South Africa from the ICC we should not be in dialogue but in negotiations, bargaining, and conflict management.” He further noted that since the withdrawal of South Africa from the Rome Statute did not go through the Parliament, the decision could be reversed. However, it is important to understand that “when you ask South Africa to withdraw its withdrawal it is to ask them to flip-flop. This is something that States never like to do.”

Mark Kersten assessed that “if we want to stop the withdrawal of South Africa from the ICC, we should not be in dialogue, but in negotiations.” Kersten suggested three potential measures that could improve the relationship between state members and the Court: (1) “there has to be a clarification from the Court on their position on immunity;” (2) an offer for a conference of the ICC that will be conducted in South Africa should be on the table; (3) “the ASP, in unison, should refer the situation of immunities of heads of State to the ICJ. That will take six years, but we don’t have time. Therefore, the Court should not refer situations that include heads of State to the UN until then.”

Paul Williams then opened the floor for discussion. The first question was from the ICC Judge, Amady Ba. He raised several issues:

• Is the perception that the Court is targeting Africa a mere perception, or a “voluntary targeting?”
• The self-referral of African States is also a matter of national judicial capacities, as it is largely impossible to prosecute people in power in many African States. On this, he noted, “do you think The Netherlands would refer a case to the ICC? Or will France do so?” He also suggested that “we need to work on African national courts.”
• When talking about an African critique, it is essential to understand that there are differences between various African States. Moreover, there is “an Africa of the victims, and an Africa of the warring people.”
• Judge Ba expressed his dissatisfaction with “European academia” which manifests double-standards in its research by requesting African States to “put justice before peace”, while the same expectation does not extend to States outside Africa like Colombia and Afghanistan.

On the question of peace and justice, Mr Kersten noted that achieving peace and justice together is essential and that in practical terms, “it is difficult to negotiate peace with a rebel group when there are arrest warrants against them.”

Mr. Sesay noted that justice is not always the prerequisite for peace. For instance, in his homeland, Sierra Leone, “we spoke about having truth, justice, and reconciliation committees, but there were pressures to erase the word justice from it. So, what we had were truth and reconciliation committees.” This was successful, and peace was achieved. Therefore, justice and peace, according to Mr. Sesay, should not always be tied together when peace is promoted.

In response to Judge Ba’s, Mr. Sesay noted that the development of domestic legal capacities is an important issue. He argued that NGOs and civil society members should be able to play a larger role in the development of these capacities. The exclusion of NGOs is most observable in the African Union and, “when the AU determines its engagement going forward with the ICC, there has to be a major discussion about NGO engagement with the AU. There should be a room for more actors, there is always an excuse why NGOs can’t attend.”

Marieke de Hoon took on the question of the perception of African States that they are being targeted by the ICC. She argued that it is crucial to “understand the difference between targeting and the perception of targeting.” However, “we need to realize that perceptions are real too, and they lead to real consequences. Reaching a conclusion that they are perceptions doesn’t mean that they are not to be discussed.” Mr. Kersten agreed with Ms. De Hoon, and argued that “perceptions are important. When we have a debate at home and someone says he’s hurt, we don’t say ‘that’s not reality’.”

Other comments were then received by the panel. A member of the audience asked Mr. Iyanda: “how do you want the ICC to engage with the AU?” Another member of the audience asked Mr. Bevers: “You say that the selection of cases is purely legal. But, isn’t it also a budget decision? Because when a State is not cooperating that costs more money, and therefore the OTP may not be able to investigate.”

Mr. Bevers responded to the question of the selectivity of cases by the OTP. He noted that this true, and that the OTP must be selective in its cases. “It would be unreasonable if we would spend our capacity on things that would not lead to results.” Therefore, “you could argue that there are political influences on our decisions. You could say this is inevitable as we engage with political actors. This is simply part of our reality. I don’t think there is necessarily anything bad about it. It is a part of the world.”

On the question regarding the engagement of the ICC with the AU, Mr. Iyanda advocated the establishment of pragmatic framework that will facilitate cooperation. For instance: “every year, we have a management workshop with the AU and the ICC. We need this to come to the political level. We need to engage with politicians. Until we do this we can’t get anywhere.”

In conclusion, the development of pragmatic frameworks that will facilitate cooperation between African States and the ICC were seen as crucial by the panel. Moreover, the need for a complex dialogue regarding the African critique of the Court is essential. In such dialogue, the African critique should be understood as a critique posed by the entirety of the States Parties, as solving the issues involved are important for all member states. Furthermore, understanding the critique through the eyes of the victims, and building trust between the ICC and victims is of utmost importance to be able to move forward and strengthen the legitimacy of the Court.

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